Company record
Who leads security at LPL Financial
The most recent move CISO Tribune has on record at LPL Financial was announced in the week of December 2, 2024: too long ago to say who holds the seat today. The history below stands; the current holder is not yet confirmed.
What LPL Financial tells the SEC
Its fiscal 2025 Form 10-K, filed February 23, 2026, carries an Item 1C cybersecurity disclosure that describes a chief information security officer. Read the section verbatim or the filing on sec.gov. A filing describes governance as of its date, not today's seat.
Tracked by the Wire since December 2, 2024 · 1 recorded move · every claim links to a sourced record · Updated
Where LPL Financial appears on the record (2)
Every page on CISO Tribune and its network that carries this company, 2 in all.
- On the Wire
- SEC filing
- Form 10-K cybersecurity disclosure, fiscal 2025 · Item 1C, filed February 23, 2026
About LPL Financial
CISO Tribune's Leadership Bench files LPL Financial under Financial Services and North America. The SEC classifies it under standard industrial classification 6200, Security & commodity brokers, dealers, exchanges & services, and EDGAR lists its ticker as LPLA. The Wire has one security-leadership move at LPL Financial on record, announced in the week of December 2, 2024.
What LPL Financial's 10-K says about security governance
LPL Financial's fiscal 2025 Form 10-K, filed February 23, 2026, describes its cybersecurity governance in Item 1C. The lines below are that filing's own statements, each with the sentence it comes from.
Top security role, as the filing names it: chief information security officer.
Frameworks and standards the filing names: NIST Cybersecurity Framework.
Experience of the security leadership, as the filing states it:
“The current chief information security officer has over 20 years of experience in information security.”
Material incidents: the filing states none.
“We have not identified any cybersecurity incidents that individually, or in the aggregate, have materially affected or are reasonably likely to materially affect the Company.”
Plain-English reading and full text of the filing · the filing on sec.gov
Security leadership timeline
Security leaders of LPL Financial on our record
Renana Friedlich: named Executive Vice President and Chief Information Security Officer (CISO), announced in the week of December 2, 2024 record
Security chiefs at other Financial Services organizations
Other organizations CISO Tribune files under Financial Services with a named security chief on record: those in North America first, in alphabetical order from LPL Financial onward.
Luma Financial: Bryan Thompson, Chief Information Security Officer.
Ncontracts: Clay Carter, Chief Information Security Officer.
Northwestern Mutual: Igor Zabara, Chief Information Security Officer (CISO).
Oak Hill Advisors: Pascal van Garderen, Chief Information Security Officer.
Plaid: Sean Cassidy, Chief Information Security Officer (CISO).
PNC: Christian Winward, Chief Information Security Officer.
Relm Insurance: Robert Thomas, Chief Information Security Officer (CISO).
Remitly: Jeff Lyon, Chief Information Security Officer.
Questions CISOs ask about LPL Financial
- Who are the security chiefs at other Financial Services organizations?
- On CISO Tribune's record they include Bryan Thompson at Luma Financial, Clay Carter at Ncontracts, Igor Zabara at Northwestern Mutual and Pascal van Garderen at Oak Hill Advisors.
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